61. Pillsbury Winthrop LLP | Publications/Articles | Bulletin 01-30, Securities Frau Home Resources Legal Developments Monday, November 12, 2001 Bulletin 0130,securities fraud Courts Set Different Scienter Pleading Standards By Bruce A http://www.pillsburywinthrop.com/topics/sample.asp?id=000058238444

62. Securities Fraud - Major Firms Have Illegally Inflated Ratings On Stocks, Losing Miami Herald Brokers With Spotty Records Keep Licenses. securities fraud. Contactan attorney for a confidential, nocost consultation by clicking here. http://www.jameshoyer.com/problem_securities.html

Text Only St Petersburg Times - Tampa lawyer to build case against Hussein Wall Street Journal - As Investors Win Arbitrations, Brokerage Houses Keep Paying New York Times - Variable Annuity Guide: A Simple, Complex Idea New York Times: A Broker's Empty Promise, a Retiree's Shattered Dream Miami Herald: Brokers With Spotty Records Keep Licenses Securities Fraud Contact an attorney for a confidential, no-cost consultation by clicking here American investors find themselves in tough times today. Wall Street greed has had a catastrophic effect on the lives of Main Street investors. Illegal and unethical manipulations by Wall Street investment bankers and stock analysts have ravaged the retirement plans and investment accounts of millions of Americans. If you lost $100,000 or more in the stock market, our teams of former prosecutors and former FBI agents may be able to help you recover lost assets through arbitration. You can contact our lawyers for a no-cost consultation by clicking here The global settlement announced on April 28, 2003 was a necessary and important step by regulators. Click on these links to read their announcement and the fact sheet on the settlement. However, the money set aside to repay investor losses is a drop in the bucket compared to the total losses individuals have incurred. You can fight for more. But to do so, you'll need your own attorney. Arbitration proceedings offered by the National Association of Securities Dealers and the New York Stock Exchange allow many investors the opportunity to recover losses caused by portfolio unsuitability, broker misrepresentation, neglect, and fraud. To talk to us for free about representation, click

63. Securities Fraud, Insurance Fraud, Consumer Fraud ... Our Consumer Cases Securities Arbitration. securities fraud. Stadol Nasal Spray. StopSmokingDrug Deaths. Securities Arbitration. securities fraud. Stadol Nasal Spray. http://www.jameshoyer.com/problems.html

Text Only St Petersburg Times - Tampa lawyer to build case against Hussein Wall Street Journal - As Investors Win Arbitrations, Brokerage Houses Keep Paying New York Times - Variable Annuity Guide: A Simple, Complex Idea Our Consumer Cases Annuity Fraud AOL Complaints Arbitration Augmentin Anti-Trust Litigation ... Our Consumer Cases The hiring of a lawyer is an important decision that should not be based solely upon advertisements. Before you decide, ask us to send you free information about our qualifications and experience. You should be aware that contacting us via e-mail, telephone or other means does not mean you have automatically become our client. Nor does contacting us mean you have automatically become a member of a class-action, whether the class has been certified or not. We greatly appreciate any information you are able to provide to us because it will assist us in investigating consumer frauds. Whistleblowers Annuity Fraud AOL Complaints Arbitration ... Zyban Deaths

64. Attorney Coleman Law Firm Clearwater, Florida FL Lawyer Florida law firm serving individuals who were the victims of financial and securities fraud. http://www.colemanlaw.com

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65. #099: 02-19-04 FORMER ENRON CHIEF EXECUTIVE OFFICER JEFFREY K. SKILLING CHARGED 1888. FORMER ENRON CHIEF EXECUTIVE OFFICER JEFFREY K. SKILLING CHARGEDWITH CONSPIRACY, securities fraud, INSIDER TRADING. WASHINGTON http://www.usdoj.gov/opa/pr/2004/February/04_crm_099.htm

FOR IMMEDIATE RELEASE THURSDAY, FEBRUARY 19, 2004 WWW.USDOJ.GOV CRM TDD (202) 514-1888 FORMER ENRON CHIEF EXECUTIVE OFFICER JEFFREY K. SKILLING CHARGED WITH CONSPIRACY, SECURITIES FRAUD, INSIDER TRADING WASHINGTON, D.C. - Deputy Attorney General James B. Comey, Assistant Attorney General Christopher A. Wray of the Criminal Division, Federal Bureau of Investigation Director Robert Mueller, and Enron Task Force Director Leslie R. Caldwell announced today that a federal grand jury in Houston has indicted former Enron Corp. Chief Executive Officer Jeffrey K. Skilling on charges of conspiracy, securities fraud, wire fraud and insider trading. A superseding indictment returned by the grand jury in Houston yesterday charges Skilling, 50, with conspiracy to commit securities fraud, 20 counts of securities fraud, four counts of wire fraud and ten counts of insider trading. Former Enron Chief Accounting Officer Richard Causey, who was originally indicted last month, was also charged in the superseding indictment with conspiracy to commit securities fraud, 20 counts of securities fraud, eight counts of wire fraud, and two counts of insider trading. Skilling surrendered this morning to agents of the Federal Bureau of Investigation in Houston, after the indictment was unsealed. Skilling had an initial appearance this morning before Magistrate Judge Frances Stacy.

66. COURTTV.COM - TRIALS - Judge Tosses Securities Fraud Charge Against Martha Stewa Judge tosses securities fraud charge against Martha Stewart, Martha Stewartexits Manhattan federal court Friday with her bodyguard Frank Senerchia. http://www.courttv.com/trials/stewart/022704_ctv.html

document.write(''); document.write ("") Updated Feb. 27, 2004, 6:21 p.m. ET Judge tosses securities fraud charge against Martha Stewart Martha Stewart exits Manhattan federal court Friday with her bodyguard Frank Senerchia. By Rochelle Steinhaus Court TV NEW YORK In a 23-page decision, Judge Miriam Cedarbaum dismissed one count of securities fraud against Stewart, which alone could have carried a 10-year sentence. The ruling marks a tremendous victory for Stewart's defense, as lawyers prepare for closing arguments set to begin Monday. Prosecutors had alleged Stewart committed securities fraud when she maintained her innocence in the midst of the investigation in press interviews and at a midyear meeting for Martha Stewart Living Omnimedia (MSLO) before analysts and investors. The government had set out to argue that Stewart's statements were not only false, but that they were intended to prevent the stock price of MSLO from plummeting. "I hold that a reasonable juror could not, without resorting to speculation and surmise, find beyond a resonable doubt that Stewart's purpose was to influence the market in MSLO securities," Cedarbaum wrote in her decision.

67. Section 804 -- Statute Of Limitations For Securities Fraud The SarbanesOxley Act of 2002. Section 804 Statute of Limitationsfor securities fraud. In General. Section 1658 of title 28, United http://www.law.uc.edu/CCL/SOact/sec804.html

Securities Lawyer's Deskbook published by The University of Cincinnati College of Law Legislative History Search Page Suggestions Main Table of Contents ... Home The Sarbanes-Oxley Act of 2002 Section 804 Statute of Limitations for Securities Fraud In General. Section 1658 of title 28, United States Code, is amended by inserting "(a)" before "Except"; and by adding at the end the following: "(b) Notwithstanding subsection (a), a private right of action that involves a claim of fraud, deceit, manipulation, or contrivance in contravention of a regulatory requirement concerning the securities laws, as defined in section 3(a)(47) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(47)), may be brought not later than the earlier of "(1) 2 years after the discovery of the facts constituting the violation; or "(2) 5 years after such violation.". Effective Date. The limitations period provided by section 1658(b) of title 28, United States Code, as added by this section, shall apply to all proceedings addressed by this section that are commenced on or after the date of enactment of this Act. No Creation of Actions.

68. Bernstein Litowitz Berger & Grossmann LLP Plaintiff's firm specializing in class actions, securities fraud, consumer fraud, employment discrimination, corporate governance, antitrust, and toxic torts litigation. http://www.blbglaw.com/

SPC Citigroup defendants settle WorldCom litigation for $2.65 billion "...staggeringly high..." - extensive global media coverage... Alan Schulman to steer Multi-District Mutual Fund Securities Litigation MFS, Invesco and Pilgrim Baxter The American Lawyer Darnley Stewart A Finalist For “Trial Lawyer Of The Year” Select a case : ACLN Limited Adecco S.A. Advanced Marketing Auto finance discrim. Biovail Corp Bristol-Myers Squibb Clarent dj Orthopedics Dura Pharmaceutical ECOA auto Electronic Data Enterprise Mortgage FirstEnergy Corp. Freddie Mac Gemstar Gerber Scientific HealthSouth Corp. ICG Communications Illegal Tax Shelter Integrated Health Invesco King Pharmaceuticals McKesson HBOC MFS Mutual Fund Mutual Fund Fraud Nextcard, Inc. OM Group, Inc. Omnicom Group Onyx Software Pilgrim Baxter Rainforest Café Rambus Reckson Rent-A-Center, Inc. Retek SmartForce PLC Suprema Specialties Symbol Tech. WorldCom, Inc. Worldcom Securities Litigation Website Mutual Fund Investment Multi-District Litigation Website HealthSouth Auto Finance Discrimination Litigation Select a Settlement : A.C.L.N.

69. Investment Dictionary Securities Fraud - Investors Edge Investment Dictionary, securities fraud, MarketWatch, Investorsedge, MarketWatch, stock rates, stock trading. Investment Dictionary securities fraud. http://www.investorsedge.com/dictionary/Securities_fraud.html

Simple Search Advanced Search All News Companys Stock Quotes Investment Dictionary Symbol Lookup Market Movers Browse Companies Investment Dictionary ... Site Map Market Index Changes Symbol Company Change ^DJI Dow Jones ^IXIC Nasdaq ... ^SPC Stock Symbol Information Stock Symbol: Quote Markets Level II Options Charts News Profile Filings Historical [Symbol Lookup] Investing News Hebei reports fast increase in inflow of foreign funds Tue May 11, 2004 - 04:02:26 AM Surge in IPO funds forecast Tue May 11, 2004 - 04:02:25 AM Taiwan shares plunge to lowest level this year Tue May 11, 2004 - 02:02:00 PM Embassy bank problem Thu June 10, 2004 - 08:00:14 AM TCS files draft IPO prospectus with SEBI Thu June 10, 2004 - 11:00:06 AM More News... Suggested Sites Investment Dictionary Securities fraud Securities fraud A crime in which securities investing or Trading laws have been violated. Related Terms: 4 ECU SEC Trading Vesting Other Related Pages: Category: Trading Starting With: S Semi Related Terms: 174 CLICK HERE TO VIEW flip('1'); At par All or any part At best At call ... X or XD mypage="DEFAULT";

70. Law Offices Of Baird Brown, P.C. Trial attorney specializing in complex civil litigation issues involving commercial and business law, securities fraud, and professional malpractice lawsuits. Includes attorney profile and representative cases. http://www.losangeleslitigationlawyer.com

71. Securities Fraud Lawyer: LegalMatch Legal Topics securities fraud. What is securities fraud? securities fraud is any fraud orinternet. Who Prosecutes securities fraud? Civil and administrative http://www.legalmatch.com/law-library/securities-fraud.html

setupIncludes(3,1,0); var globalNav = new Array("home","findLawyer","legaltopics","myaccount","postCase"); highlight(globalNav,globalNavIdx); var secondNav_lawlibrary = new Array("btnG_legaltopics","btnG_legalTips"); highlight(secondNav_lawlibrary,secondNavIdx); Find a Securities Fraud Lawyer Now! Securities Fraud What is Securities Fraud? Securities Fraud is any fraud used in connection with the sale of a security The law is generally intended to prevent any one from using a scheme to defraud, make untrue statements, or fail to make a statement that deceives investors It can also include theft from manipulation of the market, and theft from security accounts An investor must rely on information given and they must suffer some type of harm The fraud must affect interstate commerce, but this can be as simple as giving information over the telephone or internet Who Prosecutes Securities Fraud? Civil and administrative actions are brought by the Securities and Exchange Commission (SEC) Criminal proceedings are brought by the United States Department of Justice Most states have adopted blue sky laws that are similar to federal laws, so it is possible to be convicted by both the federal and state government for securities fraud.

72. Arbitration, Securities And Investment Fraud Lawyer Emphasizing securities fraud from offices in Philadelphia. http://www.stockbrokerfraud.com/

Have you been the victim of securities fraud? Recover losses from your broker due to churning or excessive activity, the sale of unsuitable investments, false statements and omissionsn connection with the sale of securities, breach of fiduciary duty, or negligence. Many cases accepted on a contingent fee basis. Contact us for a free initial consultation. Offices: 1500 Walnut Street Suite 1100 Philadelphia, Pennsylvania 19102 Telephone: (215) 413-8223 Telecopier: (215) 413-8225 TOLL FREE: 1(877) SEC-ATTY contact@stockbrokerfraud.com If you wish to fill out a form, please click the contact us button up top. Thanks. Home About Your Broker Securities Mediation Claims Against Brokers ... Related links Google StockBrokerFraud.com

73. Investor Legal Information - Securities Fraud, Stock Fraud to settle a classaction suit brought by holders of WorldCom securities who allegedthat the bank had been a participant in the massive fraud at WorldCom http://www.seclaw.com/centers/invscent.shtml

Home Message Board Home Search ... Archives Investor's Information Center document.write(" " + lmonth); 's Featured Articles, Books and Related Sites: Commentary SEC Cracking Down on 'Shell' Trading Stock scammers beware: The Securities and Exchange Commission is getting a bit more proactive these days. In an unprecedented sweep, federal regulators temporarily suspended trading in 26 stocks Tuesday, because the companies failed to file periodic financial statements. At the same time, regulators are taking steps to stop those stocks from ever trading again by seeking to revoke their registrations. Martha Stewart sentencing delayed; new trial sought Perjury charge against key witness opens door for another trial. Possibility of prison sentence for millionaire tastemaker is delayed three weeks. Grasso Hits Back at Spitzer The war of words between Eliot Spitzer and Richard Grasso sharpened Tuesday with the deposed New York Stock Exchange chairman lambasting the suit to overturn his huge pay package in a Wall Street Journal op-ed piece. New fund rule could cost investors The SEC wants funds to use fair-value pricing to keep prices up to date. But that means you could buy or sell fund shares on a day when guesses help make up a fund's net asset value.

74. Morgan Stanley Fraud: Stock & Securities Fraud Morgan Stanley Fraud Action Filed improper incentives to Morgan Stanleybrokers. Morgan Stanley Stock and securities fraud lawyers. http://www.counselseek.com/MorganStanleyFraudinjury.asp

Home Contact Us Report Your Case Auto Accident ... Railroad Accident Injury: Spinal Cord Injury Mesothelioma Morgan Stanley Fraud Asbestos ... Soft Tissue Injuries ClassAction/Recalls: Meridia® Prempro Baycol Rezulin Morgan Stanley Fraud “This is the kind of sales culture you’d expect at a used-car lot, not from you stockbroker ” Massachusetts Secretary of State William Galvin on the Conduct of Morgan Stanley Dean Witter Massachusetts securities regulators have accused Morgan Stanley Dean Witter MWD: (NYSE) of offering its brokers improper incentives for selling its own funds to investors. On August 11, 2003, Massachusetts Secretary of State William Galvin announced at a press conference that Morgan Stanley encouraged brokers to sell company-owned mutual funds by offering cash prizes and incentives, violating the state’s anti-fraud provisions. Galvin’s investigation uncovered that Morgan Stanley’s overly aggressive sales practices earned the company between $5 million to $8 million in commission and fees since January of 2003 Regulators say Morgan Stanley ran sales contests internally to fuel sales of its own in-house mutual funds. Morgan Stanley Dean Witter Brokers were grouped into teams and allegedly competed against each other to generate the most sales and were illegally rewarded for their achievements.

75. Register At NYTimes.com Arbitration, Securities and Investment Fraud Lawyer of securities related matters, NASD NYSE arbitrations, claims against stock brokers,investment professionals for securities fraud, churning, suitability http://www.nytimes.com/2004/04/12/technology/12phone.html?th

76. Securities Fraud FYI - Securities Fraud Information Learn about securities fraud, including corporate or shareholder fraud,investment or brokerage fraud. What is securities fraud? http://www.securitiesfraudfyi.com/

What is Securities Fraud? Home Send to a Friend Bookmark Site Contact Us ... Securities Fraud Glossary Securities Fraud Securities fraud is an act committed by an entity intending to manipulate the market through deliberate concealment, or distortion of information. The SEC (Securities and Exchange Commission) acts to regulate against securities fraud by enforcing investment acts and laws. Securities fraud may be committed by: Brokers-dealers (misleading clients or advising based on inside information) Financial advisors or analysts (purposefully offering poor advice or inside information) Corporations (hiding or distorting information) Private investors (acting on inside information)

77. Peregrine Securities Fraud Private Investor Lawsuit Read about securities fraud lawsuit against Stephen P. Gardner, theformer Chief Executive Officer of Peregrine Systems, Inc. (. http://www.lieffcabraser.com/peregrine.htm

To learn about class actions and class action law, click here For updates on lawsuits of widespread public interest and settlements in class actions, please click here to sign up for our Consumer Law Newsletter. Peregrine Securities Fraud Private Investor Lawsuit Introduction Lieff Cabraser represents Lawrence L. Garlick, the co-founder and former Chief Executive Officer of Remedy Corporation ("Remedy") and 24 other former senior executives and directors of Remedy Corporation in a private (non-class) securities fraud lawsuit against Stephen P. Gardner, the former Chief Executive Officer of Peregrine Systems, Inc. ("Peregrine"), other former executive officers of Peregrine and its accounting firm Arthur Andersen. The lawsuit, filed in California state court, arises out of Peregrine's August 2001 acquisition of Remedy and sets forth alleged violations of California statutory and common law. Plaintiffs charge that they were induced to exchange their Remedy securities for Peregrine securities on the basis of false and misleading representations made by defendants to them.

78. Securities Fraud Texas - Tomblin Carnes McCormack LLP Handles securities fraud matters. Includes a list of common abuses and suspect stocks. http://www.texassecuritiesfraud.com/

Securities Fraud in Texas Churning? Excessive trading to generate commissions for the stock broker Trading Without Permission? Trading without client knowledge. Conflict of Interest? The stock broker may not have your best interests at heart. Insider Information Non disclosure of critical information. Ineptitude or Malpractice? Gross ineptitude is considered criminal. Risky Investments Stock brokers have an obligation to inform clients of risk. Misrepresentation Strongly recommending a stock while privately referring to it as a dog. Morgan Stanley Charles Schwab Merrill Lynch Smith Barney Citigroup ... Adelphia Securities Fraud Lawyers in Texas Tomblin Carnes McCormack are securities fraud lawyers in Texas - helping victims of stockbroker fraud, investment fraud, and other types of securities fraud. These Texas securities fraud attorneys help people who lost money due to brokerage fraud committed by Morgan Stanley, Charles Schwab, Smith Barney, Merrill Lynch and other brokerage firms. Tomblin Carnes McCormack also help investors who lost money from suspect stocks, including Enron, Tyco, WorldCom, and others. If you live in Texas and believe you have been a victim of securities fraud, contact the securities fraud lawyers at Tomblin Carnes McCormack today!

79. Lieff Cabraser: Network Associates Securities Fraud Class Action Read about Lieff Cabraser s efforts in obtaining a settlement of an action allegingsecurities fraud against Network Associates on behalf of individual http://www.lieffcabraser.com/network.htm

To learn about class actions and class action law, click here For updates on lawsuits of widespread public interest and settlements in class actions, please click here to sign up for our Consumer Law Newsletter. Network Associates Securities Fraud Class Action After a competitive bidding process and the filing of extensive pleadings and a hearing before the United States District Court, Lieff Cabraser, was appointed to serve as Lead Counsel for a class of persons and entities who allege securities fraud by Network Associates, Inc. during the period January 20, 1998 through April 6, 1999. On May 21, 2001, the United States District Court granted final approval to a $30 million settlement of the case. The deadline for class members to submit their proof of claim forms in order to be eligible to receive any of the settlement proceeds has expired. In approving the settlement, U.S. District Court Judge William H. Alsup observed, "Another factor is the expense and views of counsel here. We have class counsel who's one of the most foremost law firms in the country in both securities law and class actions. And they have a very excellent reputation for the conduct of these kinds of cases and their experience and views on whether it's worth the candle to go any further means a lot."

80. H.R. 2179, Securities Fraud Deterrence And Investor Restitution Act Of 2004 securities fraud Deterrence and Investor Restitution Act of 2004. As ordered reportedby the House Committee on Financial Services on February 25, 2004. SUMMARY. http://www.cbo.gov/showdoc.cfm?index=5402&sequence=0

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