1. Securities Fraud And Investor Protection Resource Center securities fraud Investor Protection Resource Center Sponsored by HarryS. Miller, Esq. Please sign our Guestbook. . What is securities fraud? http://www.securitieslaw.com/

2. EndFraud.Com -- Help End Securities Fraud Today We provide useful information to investors that will enable them to effectively identify, fight and end fraud. Each section contains basic information about securities and stock fraud as well as http://www.endfraud.com/

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3. Fool.com: How To Avoid Securities Fraud (Special) February 23, 2000 An introduction to securities fraud, fraud on the Internet, Ponzi and pyramid schemes, penny stock fraud, and tips for prevention. http://www.fool.com/specials/2000/sp000223fraud.htm

CHOOSE A BROKER Search: Quotes: A BETTER CREDIT CARD Today's Headlines Discussion Boards Hidden Gems ... Work at The Fool Securities Fraud How to Avoid the Cons Email this page Format for printing Become a Fool! Reuse/Reprint Securities Fraud Introduction Securities Fraud and the Internet Bogus Offerings Ponzi and Pyramid Schemes ... Uh-oh, I Got Scammed Related Links Ask FoolU: Penny Stocks Discussion Boards Financial Scams February 23, 2000 "Securities fraud." To many people the term conjures up images of the late 1980s when then-United States Attorney Rudolph Guiliani held press conferences announcing the arrests of Dennis Levine, Ivan Boesky, and Michael Milken. In the 1987 film Wall Street, Gordon Gekko personified the Levines, Boeskys, and Milkens, saying, "I'm talking about liquid. Rich enough to have your own jet. Rich enough not to waste time. Fifty, a hundred million dollars, buddy. A player. Or nothing. If something's worth doing, it's worth doing for money." And, evidently, worth doing even if it breaks the law. These images create the perception that securities fraud is limited to million-dollar transactions and only involves people who drive Ferraris and belong to exclusive country clubs. The reality is that since the Crash of 1929, securities fraud has affected the average investor more and more. Retirees, single parents, and people saving for their children's educations lose their life savings to fly-by-night con men Gordon Gekkos in cheap suits.

4. Stanford Securities Class Action Clearinghouse of federal class action securities fraud litigation. The Clearinghouse maintains an in federal class action securities fraud lawsuits since passage of the Private Securities http://securities.stanford.edu/

Last update: June 10, 2004 IMPORTANT INFORMATION Index of Filings News and Press Releases Filings ... Register CONTACTING US ABOUT: Website content inquires How to submit documents to the Clearinghouse NOTES The Securities Class Action Clearinghouse takes no position regarding the merits of individual claims. All editorial and content decisions relating to the operation of this site are the exclusive responsibility of Stanford Law School. Cornerstone Research provides financial support and operational assistance toward the maintenance of this site, all subject to the supervision and control of Stanford Law School. More information regarding Cornerstone Research is available at www.cornerstone.com Stanford Law School The Securities Class Action Clearinghouse provides detailed information relating to the prosecution, defense, and settlement of federal class action securities fraud litigation. The Clearinghouse maintains an Index of Filings of 2011 issuers that have been named in federal class action securities fraud lawsuits since passage of the Private Securities Litigation Reform Act of 1995. The Clearinghouse also contains copies of more than 6000 complaints, briefs, filings, and other litigation-related materials filed in these cases.

5. Securities Fraud Additional Legal Topics. securities fraud. Navigation Home Class Action Law securities fraud securities fraud is a crime in which securities investing or trading laws have been violated http://www.legal-database.com/securitiesfraud.htm

Additional Legal Topics Securities Fraud Navigation: Home Class Action Law Securities law regulates the exchange and issuance of stock shares from publicly held corporations and privately held corporations, and the conduct of stock brokers and exchanges. Securities Fraud is a crime in which securities investing or trading laws have been violated. The definition of a security encompasses many things including stocks, bonds, commodities and other investments. Securities fraud can be described as deceptive practices in the stock and commodity markets. Generally, securities fraud occurs when investors are enticed to buy securities based false statements. Examples of securities fraud include providing false information on a company financial statement, providing false information on SEC filings, lying to company auditor, stock manipulation schemes, insider trading, and broker embezzlement. Sponsored Links Legal Forms - download legal forms online Legal Terms - comprehensive legal dictionary at Legal-Definitions.com

6. Ideoblog: Securities Fraud Mutual funds. Partnerships. Politics. securities fraud. Sports. Television. Travel April 29, 2004 in Business, Corporate crime, securities fraud Permalink Comments (0) http://busmovie.typepad.com/ideoblog/securities_fraud

Ideoblog A blog about ideas. Ideas are not beliefs or opinions. Powered by TypePad Recent Posts Corporate Speech In Scotland. . . George Bush and Tony Soprano Shareholder nomination of corporate directors in trouble ... The curious case of the sentencing guidelines My books The Corporation and the Constitution (1995)(with Butler) Unincorporated Business Entities (2d edition, 2000) Ribstein and Keatinge on Limited Liability Companies Business and markets Adam Smith, Esq. Houston's Clear Thinkers Corp law blog BusinessPundit ... Venturpreneur General Althouse Scrivener's Error Liberty Dad The Cranky Professor ... February 2004 Categories Art Books Business Class actions ... Travel Sitemeter var site="s15Ribstein" Shareholder nomination of corporate directors in trouble The WSJ $ says that, under lobbying from business, the SEC is considering toning down its latest attempt to interfere with state regulation of corporate governance. It is instead considering leaving the nominating function with the board, at least unless attempts to work out a compromise with shareholders about a disfavored director have failed. While the WSJ article stresses the role of direct lobbying by corporate insiders, other factors might have been at work. The states have the power to make rules for business associations, including non-corporate forms (see

7. Securities Fraud And Investor Protection Web Site What is securities fraud? Most investment losses are the result of market forces,trends and factors which have nothing to do with securities fraud. http://www.securitieslaw.com/main.html

8. Fool.com: Securities Fraud (Special) February 23, 2000 securities fraud Penny Stocks, With microcap fraud on the rise, securities regulatorsand law enforcement agencies are taking steps to combat microcap fraud. http://www.fool.com/specials/2000/sp000223fraud5.htm

CHOOSE A BROKER Search: Quotes: HIDDEN GEMS Today's Headlines Discussion Boards Hidden Gems ... Work at The Fool Securities Fraud Penny Stocks Email this page Format for printing Become a Fool! Reuse/Reprint Securities Fraud Introduction Securities Fraud and the Internet Bogus Offerings Ponzi and Pyramid Schemes ... Uh-oh, I Got Scammed Related Links Ask FoolU: Penny Stocks Discussion Boards Financial Scams By Jay Perlman (TMF Jay) February 23, 2000 As the bull market continues to rage, there are more and more stories about people who put a few thousand dollars in a stock and watched their investment soar to tens or even hundreds of thousands of dollars. For some investors, this translates into pressure to find the next "hot stock." Unfortunately, an increasing number of people think the "hot stocks" are microcap or penny stocks. After all, who can resist a sales pitch that begins by telling prospective investors that if they had bought Microsoft, Intel, Yahoo!, or eBay when they were fledgling companies with stock prices of a few bucks, they'd be multimillionaires by now. The allure of these millions is what has spurred the popularity of the microcap stock market. Let's first take a look at what the microcap market is, and then we'll give you our Foolish opinion. A microcap stock, or penny stock, is defined as a stock whose price is less than $5 per share. Most microcap companies have limited assets (anywhere from a few thousand dollars to a couple million dollars), and most of the time their stocks trade a few thousand shares per day, or may go days without trading at all. In many instances, these are companies that have no history of operations or earnings, and their entire business is still in the idea stage.

9. Securities Fraud - Lawyer - Attorney - Litigation - Help - Broker Fraud securities fraud information from a California law firm. http://www.securitiesfraud.org/

Securities Fraud - Lawyer - Attorney - Litigation - Help - Broker Fraud - Report Crime Do You Believe You Been A Victim Of Securities Fraud? If So, Please Tell Us So That We Can Help You. Special Alert Site We Recommend Searching the Internet with: Google Yahoo Altavista MSN AOL on any Investments Company or Investment Broker who you DO NOT KNOW! Warnings and helpful information are presented here FREE OF CHARGE! WE DO NOT ACCEPT DONATIONS! If You Are In Need Of A Legal Counsel For Securities Fraud, Contact Us By Clicking Here. Home Page About Us Contact Us Our Mission Report Securities Fraud Securities Fraud FAQ's Accountants Watching Report An Accountant Brokers We're Watching Report A Broker Brokerages Watching Report A Brokerage Lawyers We're Watching Report A Lawyer Media Relations The Blog Arrests Current Fraud Cases Fraud Case Results Legal Disclosers Web Sites Legal Department Retractions Links Of Interest Merchandise (T-Shirts)

10. Arbitration, Securities And Investment Fraud Lawyer National practice limited to the litigation of securities related matters, NASD NYSE arbitrations, claims against stock brokers, investment professionals for securities fraud, churning, Have you http://rdre1.inktomi.com/click?u=http://www.securitiesarbitrations.com/&y=02

11. Securities And Exchange Surveillance Commission Protects investors and maintains the integrity of the securities markets through inspections of companies, surveillance of markets and investigations of securities fraud. Gives history, organization, and statistics. http://www.fsa.go.jp/sesc/english/

This home page service will be stopped dated 12. June 2004 from 8:00 till 12:00 for periodical maintenance. Last Updated : 21. May 2004 * What's Hot? UBS Securities Japan Ltd. Mizuho Investors Securities Co., Ltd. The 3rd Tokyo Enforcement Seminar Dec 1st - 5th Société Générale Securities (North Pacific) Ltd. ... Annual Report 2001/2002 (PDF file: KB) In order to access to a PDF file, you need Adobe Acrobat Reader. Legal Information

12. Securities Fraud - Lawyer - Attorney - Litigation - Help - Broker Fraud securities fraud Lawyer - Attorney - Litigation - Help - Broker Fraud - Report Crime. Do You Believe You Been A Victim Of securities fraud? If So, Please Tell Us So That We Can http://securitiesfraud.org/

Securities Fraud - Lawyer - Attorney - Litigation - Help - Broker Fraud - Report Crime Do You Believe You Been A Victim Of Securities Fraud? If So, Please Tell Us So That We Can Help You. Special Alert Site We Recommend Searching the Internet with: Google Yahoo Altavista MSN AOL on any Investments Company or Investment Broker who you DO NOT KNOW! Warnings and helpful information are presented here FREE OF CHARGE! WE DO NOT ACCEPT DONATIONS! If You Are In Need Of A Legal Counsel For Securities Fraud, Contact Us By Clicking Here. Home Page About Us Contact Us Our Mission Report Securities Fraud Securities Fraud FAQ's Accountants Watching Report An Accountant Brokers We're Watching Report A Broker Brokerages Watching Report A Brokerage Lawyers We're Watching Report A Lawyer Media Relations The Blog Arrests Current Fraud Cases Fraud Case Results Legal Disclosers Web Sites Legal Department Retractions Links Of Interest Merchandise (T-Shirts)

13. List Of Securities Fraud Class Actions - Database Output - SCAC List of securities fraud Class Actions, http://securities.stanford.edu/filter.cgi?yearfil=2002&monthfil=ANY&litname=&tic

14. Securities Fraud securities fraud is not limited to million dollar transactions and people who drive expensive cars and belong to exclusive country clubs. The reality is that securities fraud has affected the http://www.tampalawfirm.com/securities_fraud.html

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15. San Francisco Securities Fraud What is securities fraud? securities fraud can be described as deceptive practicesin the stock and commodity markets. securities fraud is illegal. http://sanfrancisco.fbi.gov/securitiesfraud.htm

SECURITIES FRAUD What is a security? The definition of a security encompasses many things; generally, a security includes stocks, bonds, commodities and other investments. What is securities fraud? Securities fraud can be described as deceptive practices in the stock and commodity markets. Generally, securities fraud occurs when investors are enticed to part with their money based on untrue statements. Securities Fraud is illegal. Examples of securities fraud: A) Providing false information on a company financial statement. B) Providing false information on Securities and Exchange Commission (SEC) filings. C) Lying to the company auditors. D) Insider trading. E) Stock manipulation schemes. F) Broker embezzlements. Who may be involved in securities fraud? Securities fraud may be committed by, among others, investors, employees of a brokerage houses, corporate executives or their shareholders, or by other market participants. What can I do to assist in combating securities fraud?

16. Stumpp & Bond, LLP - The Law Offices Of Gary D. Stumpp And Adam M. Bond - Stumpp Specializing in investment fraud, stock fraud, securities fraud, commodities fraud. http://www.stumppbond.com

S TUMPP OND, LLP 170 B ROADWAY UITE N EW Y ORK, N EW Y ORK TELEPHONE: (212) 406-2300 FACSIMILE: (212) 406-2332 FIRM OVERVIEW AREAS OF PRACTICE MEMBER PROFILES CONTACT INFORMATION ... DIRECTIONS STEPS OF THE SUPREME COURT DUNN v. CFTC

17. The Real Steve Fishman Home Page Steven Fishman, a former Scientologist, was sued by the Church of Scientology after he revealed their securities fraud to Time magazine. Site includes his book Lonesome Squirrel in several formats. Newsgroup postings, links. http://www.xs4all.nl/~fishman/

Welcome to Steven Fishman's Home Page Contact STEVEN FISHMAN Last updated August 16, 1997 Page created by Pam Gibson Gibson Grafx Photos and other site content

18. Securities Attorney Securities Attorney News about misconduct in the financial industry. Our attorneys handle stock fraud and securities arbitration cases. securities fraud News. Stocks that may have been touted from tainted research IFG) with fraud and breach of fiduciary duty, Dec 2, 2003 http://www.brokersue.com/news.htm

We offer a free consultation to those who locate us via our Website! Securities Fraud News Stocks that may have been touted from tainted research Check Is Not In The Mail in WorldCom Settlement May, 2004 Citigroup in $2.65 Billion WorldCom Settlement May, 2004 Citigroup Defendants To Pay $2.65 Billion In Settlement Of All Claims Against Them In Worldcom Securities Class Action May, 2004 Putnam to Pay $110 Million in Fund Trading Probes Apr, 2004 Janus Settles Fund Trading Complaints for $225 Million Apr, 2004 A Broker's Empty Promise, a Retiree's Shattered Dream Apr, 2004 Bond arbitration cases boom; More cases expected as interest rates rise. Feb, 2004 Puerto Rico-based Morgan Stanley broker accused of fraud, assets frozen.

19. Legal Help For Securities Fraud Victims Investors resource with information on how to file lawsuits, begin arbitrationand determine if you have an investment fraud or securities fraud case. http://www.edgarsnyder.com/securities_fraud/

Home About Us Practice Areas Legal Information ... Free Legal Consultation Legal Help Fast. One Click... That Quick! Securities fraud Questionable mutual fund practices Unsuitable investment advice Think you have an investment fraud claim? ... Other firms accused of investment fraud Stock Issues Enron stock fraud Worldcom stock fraud Tyco International stock fraud Securities Fraud News Keep current on all the latest news stories and updates for securities fraud and investment fraud. Read updates. Investor Resources How to recover for your stock market losses Investor reimbursement funds Filing an arbitration claim Types of arbitration claims ... Helpful investment tips Search Attention Victims of Securities Fraud or Investment Fraud! Think you have a securities fraud or investment fraud case? For a free and confidential legal consultation, Submit your investment fraud claim or call 1-800-9-4EDGAR now. If you, or someone you know, invested in high tech stocks, telecommunication stocks, or similar mutual funds with investment firms such as Salomon Smith Barney, Merrill Lynch, Morgan Stanley, Credit Suisse First Boston

20. Putnam Agrees To Make Restitution And Implement Immediate, Significant Structura SEC found that Putnam committed securities fraud by failing to disclose potentially selfdealing excessive short-term and market timing trading. http://www.sec.gov/news/press/2003-156.htm

Home Previous Page Putnam Agrees to Make Restitution and Implement Immediate, Significant Structural Reforms in Partial Resolution of SEC Enforcement Action FOR IMMEDIATE RELEASE Washington, D.C., Nov. 13, 2003 In the Order, the Commission found that Putnam committed securities fraud by failing to disclose potentially self-dealing securities trading by several of its employees. The Commission also found that Putnam failed to take adequate steps to detect and deter such trading activity through its own internal controls and its supervision of investment management professionals. By virtue of this conduct, Putnam breached its fiduciary duties in violation of, among other things, the antifraud provisions of the Advisers Act. Putnam consented to the entry of the Commission's order without admitting or denying its findings, but has agreed not to contest the findings in connection with the later determination of a penalty and other monetary relief. Stephen M. Cutler, Director of the SEC Division of Enforcement, said: "The reforms Putnam will undertake as part of the Commission's order are intended to provide real and substantial protections for mutual fund investors. The required enhancements to the board oversight and compliance functions at Putnam should strengthen all aspects of Putnam's fund operations and provide investors with uncompromised representation by their fiduciaries in the boardroom and at the management company. In the meantime, we will continue pursuit of our request for penalties and other monetary relief in the ongoing administrative proceeding."

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