Spector & Roseman Philadelphia and San Diego law practice focused on class action litigation in the areas of securities, antitrust, and consumer fraud. http://www.srk-law.com/
Extractions: Note: The information contained in this web site is intended to convey general information. It should not be construed as legal advice or opinion. It is not an offer to represent you, nor is it intended to create an attorney-client relationship. Any email sent via the Internet using email addresses listed in this web site would not be confidential and would not create an attorney-client relationship.
Securities Lawyer In Sacramento California - Securities Attorney Sacramento California securities lawyer handling disputes between customers and stockbrokers, matters concerning the securities industry and compliance, investment fraud lawsuits and corporate disputes http://securitieslawyer.leadcounsel.com
Extractions: the area of law dealing with securities, which is the generic term for shares of stock, bonds and debentures issued by corporations and governments to evidence ownership and terms of payment of dividends or final pay-off. They are called securities because the assets and/or the profits of the corporation or the credit of the government stand as security for payment. However, unlike secured transactions in which specific property is pledged, securities are only as good as the future profitability of the corporation or the management of the governmental agency.
Extractions: Our law firm emphasizes cases involving Securities Fraud Serious Personal Injury Bad Faith Denial of Insurance Claims Consumer Protection and Employment Disputes We have many years of experience in the area of Securities Fraud claims and have represented thousands of defrauded investors and consumers across the country in lawsuits, Class Actions , and Arbitrations during the past twenty years. We have represented investors who have been the victims of Account Mismanagement Churning Non-Disclosure Misrepresentation ... Price Manipulation , and the Recommendation of Unsuitable Investments . Many of the cases we have handled involved Ponzi Schemes in which the participants are ultimately sent to prison or file bankruptcy. In these types of cases, we have argued that the brokerage houses that recommended the investment failed to conduct Due Diligence into the risks of the investment and for this reason, should be held liable for investor losses under a negligence theory. Recently we have taken on a large number of cases arising from the collapse of the bull market in which unsophisticated investors have been encouraged by unscrupulous stockbrokers to engage in highly inappropriate Speculative Transactions , such as the use of Options, Puts, Calls
Welcome To Netscams securities and Investment fraud. Online securities and investment fraudis, sadly, a growing trend online. There is a natural temptation http://www.netscams.com/scamsecurities.jsp
FBI San Francisco Press Release US ATTORNEY S OFFICE, FBI, AND securities AND EXCHANGE COMMISSION BRING securitiesFRAUD CHARGES AGAINST FORMER MCKESSON CHIEF FINANCIAL OFFICER RICHARD http://sanfrancisco.fbi.gov/pressrel/2004/hawkins.htm
Extractions: March 30, 2004 U.S. ATTORNEY'S OFFICE, FBI, AND SECURITIES AND EXCHANGE COMMISSION BRING SECURITIES FRAUD CHARGES AGAINST FORMER MCKESSON CHIEF FINANCIAL OFFICER RICHARD HAWKINS In one of the country's largest securities fraud investigations, the U.S. Attorney's Office announced that the former Chief Financial Officer of McKesson was indicted today by a federal grand jury in San Francisco on charges of conspiracy and securities fraud. Civil securities fraud charges were also filed today against Mr. Hawkins by the Securities and Exchange Commission. McKesson is a Fortune 100 company with its corporate headquarters in San Francisco. The civil and criminal filings allege that Mr. Hawkins participated in a fraudulent scheme with other former McKesson officers to artificially inflate the company's financial results for the fiscal quarter ended March 31, 1999, by fraudulently recognizing revenue on a $20 million transaction between McKesson and Data General Corporation. Mr. Hawkins and others caused revenue from the Data General transaction to be reported to the public as part of the company's earnings release on April 22, 1999 despite the fact that McKesson's independent auditors told Mr. Hawkins that revenue from the transaction could not be recognized. Soon after the fraud was discovered in April 1999, McKesson's stock price tumbled from approximately $65 to $34, slashing the company's market value by more than $9 billion.
Extractions: State Links: Utah.gov State Online Services Agency List Business.utah.gov ... [Search Rules Publications] As in effect on March 1, 2004 R164-1. Fraudulent Practices. R164-2. Investment Adviser - Unlawful Acts. R164-4. Licensing Requirements. R164-5. Broker-Dealer and Investment Adviser Books and Records. ... R164-26. Consent to Service of Process. Title table of contents prepared by the Division of Administrative Rules. For questions regarding the content or application of rules under Title R164, please contact the promulgating agency. A list of agencies with links to their homepages is available at http://www.utah.gov/government/agencylist.html For questions about the rulemaking process , please contact the Division of Administrative Rules Please Note: The Division of Administrative Rules is not able to answer questions about the content or application of these rules. The HTML version of the Utah Administrative Code is a convenience copy. This information is made available on the Internet as a public service. Please see about information available from www.rules.utah.gov.
Extractions: NEW YORK (CNNfn) - In what authorities are calling the largest securities-fraud bust in U.S. history, 120 defendants including members of all five New York City Mafia crime families and the treasurer of New York City's police-detectives pension fund were indicted Wednesday for allegedly participating in a securities-fraud scheme involving racketeering and physical violence and costing investors $50 million. FBI and SEC officials said this case represents an emerging trend of the New York crime families banding together to infiltrate the securities markets. However, they pointed out that they have not infiltrated the mainstream securities markets, but a small portion of the low-price securities, or "micro-cap," market.
NASAA returns of 25 percent within three months. 6. INSURANCE AGENT SECURITIESFRAUD. While most independent insurance agents are honest http://www.nasaa.org/nasaa/news&pa/Fraud_Center.asp
Extractions: MAIN MENU: Select Option About NASAA NASAA Library Exams Legislative Affairs Broker Dealer Corporation Finance Enforcement Investment Adviser Investor Education Senior Investor Resource Center Members Only Site Overview Fraud Awareness Quiz Overview Press Releases Speeches Statements NASAA FRAUD CENTER State securities regulators have identified the Top 10 scams, schemes and scandals investors are likely to face in 2004. New to the North American Securities Administrators Associations (NASAA) annual survey of state securities enforcement officials are mutual fund practices, senior investment fraud, and variable annuities. Investors are facing increasingly complex and confusing scams. Our fight against fraud never stops because each year con artists discover new ways to fleece the public. Sadly, many of the age-old scams still work to cheat victims of their hard-earned savings as well. It pays to remember that if an investment opportunity sounds too good to be true, it usually is, said Ralph Lambiase, NASAA's President and Director of the Connecticut Securities Division. Lambiase cautioned that investors must remain vigilant in the fight against investment fraud. All securities regulators, whether local, state, or federal, share the common goal of protecting investors, he said. I urge legislators to help us continue to do our jobs by ensuring that regulators have sufficient resources to protect our citizens.
JimSpot, MY Take On Things The US administration has ruled out such a move, but says some form of written securityguarantee could be possible. Ruled out a nonaggression treaty . OK. http://www.greeblie.com/jimspot/archive/2003_04.html
