Geometry.Net - Basic_S: Securities Fraud


Home - Basic_S - Securities Fraud

e99.com Bookstore

Images

Newsgroups

101-120 of 153 Back | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | Next 20

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Securities Fraud: more books (100)

Crimes of the vault. (preventing bank fraud): An article from: Security Management by Carl P. Brown, 1990-01-01
Securing the market for fraud. (securities industry and corporate management): An article from: Multinational Monitor by Russell Mokhiber, 1997-01-01
Re-examining the Causes of Corporate Securities Fraud: A Criminological Approach by Yuxuan Nie, 2010-02-26
Field of Schemes.(conducting a fraud investigation): An article from: Security Management by Eugene S. Becker, Eric S. Rein, 2000-07-01
Shutting down the shams. (fraud prevention): An article from: Security Management by Behn Wilson, Michael Dunne, 1998-09-01
Checking fraud. (preventing bank fraud): An article from: Security Management
Tips for tightening fraud controls: leading-edge companies are expanding their codes of conduct and asking audit committees to focus on fraud.: An article from: Security Management by Michael A. Gips, 2006-04-01
International Benchmark of Fraud And Error in Social Security Systems: Hc 1387 Session 2005-06: Report by the Comptroller And Auditor General
In securities fraud case against Belgian auditor, First Circuit adopts "conservative" approach of Second, Third, Sixth and D.C. Circuits and upholds injunction ... An article from: International Law Update
Social Security Administration (Fraud) Act 1997: Chapter 47 (Public General Acts - Elizabeth II)
Why are companies losing the fraud fight?(fraud prevention programs): An article from: Security Management by Reg F. Hayton, 1999-09-01
Conquering fraud investigation fears.: An article from: Security Management by Joseph T. Wells, 1991-10-01
Where are the swindled savings? (savings and loan fraud): An article from: Security Management by Edmund J. Pankau, 1990-11-01
Second Circuit expands auditors' liability for securities fraud.: An article from: Trial by Carmel Sileo, 2007-06-01

lists with details

Forbes.com: Martha Stewart Judge Drops Securities Fraud Charge
Martha Stewart judge drops securities fraud charge Reuters, 02.27.04, 1125AM ET ADVERTISEMENT. EMail Alerts. Companies. MER, IMCL. MSO, Topics.
http://www.forbes.com/newswire/2004/02/27/rtr1279151.html

Extractions: document.cookie='forbesPop=;path=/;domain=.forbes.com'; document.write(_rsCL); var noad= "true"; document.write(''); var noad= "true"; var noad= "true"; Free Trial Issue Search Quote Select Section Home Investment Newsletters Premium Tools Special Reports Watchlist IT Research Library Business -Manufacturing -Technology -Commerce -Services -Energy -Healthcare -Small Business Technology -E-Business -Enterprise Tech -Infoimaging -Personal Tech -Wireless Markets -Equities -Economy -Commodities -Bonds -Emerging Markets -Currencies Work -Careers -Compensation -Entrepreneurs -Management Lists -Companies Forbes 500s Forbes Global 500 200 Best Small Cos. 400 Best Big Cos. Largest Private Cos. -People World's Richest People 100 Top Celebrities 400 Richest Americans Best Paid CEOs -Places Best Places Personal Finance -Estate Planning -Funds -Philanthropy -Retirement -Strategies -Taxes Lifestyle -Collecting -Health -Real Estate -Sport -Travel -Vehicles Columnists Magazines -Forbes Magazine -Forbes Global -Forbes FYI -Forbes ASAP -Best of the Web -Archives -Subscriptions Tools About Us Contact Us Help Reprints/Permissions Sitemap Advertising Conferences Forbes Collection Forbes Mobile Special Advertising U.S.
SSRN-Stock Price Response To News Of Securities Fraud Litigation: Market Efficie
SSRNStock Price Response to News of securities fraud Litigation Market Efficiencyand the Slow Diffusion of Costly Information by Paul Griffin, Joseph
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=251766
SSRN-Stock Price Response To News Of Securities Fraud Litigation: An Analysis Of
SSRNStock Price Response to News of securities fraud Litigation An Analysisof Sequential and Conditional Information by Paul Griffin, Joseph Grundfest
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=513256
Bush Signs Unborn Victims Of Secuirites Fraud Act, By David Albrecht - Democrati
caps etc. Bush Signs Unborn Victims of securities fraud Act April3, 2004 Satire by David Albrecht. WASHINGTON Surrounded
http://www.democraticunderground.com/articles/04/04/03_unborn.html

Extractions: Satire by David Albrecht "Today, we stand before America, proud of the measures now in place to protect innocent lives from the effects of fraud and deceit in the securities markets," said the president from the Rose Garden in a nationally televised address. "We only wish that we had taken these steps in time to save little Madison Gardner from the consequences of bad advice and inappropriate asset allocation." Madison Gardner, age 6, shared the stage with the president and her mother, Nancy Gardner of Newport, Connecticut. Mrs. Gardner, an outsourcing consultant and tax attorney for Stanley Works, was emotional as she spoke with reporters. "We had such high hopes for Madison - we thought Brown or Cornell or maybe even Harvard, since my husband's a very active alum. But now, who knows? With the college fund gone, the best we can hope for is some state university," she stated before bursting into tears.
Squitieri & Fearon, LLP Announces Securities Fraud Suit Filed Against Genta, Inc
Squitieri Fearon, LLP Announces securities fraudSuit Filed Against Genta, Inc. GNTA.
http://www.finance.lycos.com/qc/news/story.aspx?symbols=NASDAQ:GNTA&story=200405
Ex-WorldCom Chief Is Indicted By US In Securities Fraud - Social And Economic Po
ExWorldCom Chief Is Indicted by US in securities fraud. By BarnabyJ. Feder and Kurt Eichenwald. New York Times March 3, 2004. Federal
http://www.globalpolicy.org/socecon/crisis/2004/0303worldcom.htm

Extractions: Federal prosecutors yesterday charged Bernard J. Ebbers, the former chief executive of the telecommunications giant WorldCom, with helping to plan and execute the biggest accounting fraud in the history of American business. The company's former chief accounting officer, Scott D. Sullivan, who was also named in the indictment, pleaded guilty hours earlier and said he would cooperate with prosecutors. Legal experts say Mr. Sullivan's decision to reach a plea agreement paved the way for the indictment of Mr. Ebbers and will be crucial to the government's chances of convicting him. The move to try Mr. Ebbers, 62, for securities fraud, conspiracy to commit fraud and participation in filing false corporate records with the Securities and Exchange Commission was announced in New York by Attorney General John Ashcroft. Mr. Ebbers is expected to turn himself in and be arraigned in federal district court in New York today. If he is convicted, he could be sentenced to as much as 25 years in jail under federal sentencing guidelines that could also lead to millions of dollars in fines and restitution. As in the Enron accounting scandal that company's chief executive, Jeffrey K. Skilling, was recently indicted WorldCom's bookkeeping problems led to billions of dollars in losses for shareholders and ultimately to bankruptcy, costing thousands of people their jobs. "It shook the world's faith in the integrity of our financial markets," said Stephen M. Cutler, director of the enforcement division of the Securities and Exchange Commission, who joined Mr. Ashcroft at yesterday's news conference.
Morrison & Foerster - Bulletin - EMPLOYMENT LAW COMMENTARY
securities fraud Whistleblower Protections Under the SarbanesOxley Act of2002. Civil Enforcement Of securities fraud Whistleblower Protections.
http://www.mofo.com/news/bulletin.cfm?MCatID=&concentrationID=&ID=803&Type=7
Accounting Fraud
Congress should consider expanding the scope of securities fraud liability by makingit clear that these gatekeepers will be liable for assisting companies in
http://www.trinity.edu/rjensen/fraud.htm

Extractions: FBI Corporate Fraud Hotline (Toll Free) 888-622-0177 The Enron, Andersen, and Worldcom Scandal Modules Have Been Moved to - http://www.trinity.edu/rjensen/FraudEnron.htm Introductory Quotations Cooking the Books Fraud Updates and Other Updates to the Accounting and Finance Scandals ... Risk-Based Auditing Under Attack Fraud Detection and Reporting - http://www.trinity.edu/rjensen/FraudReporting.htm Accounting Humor Selected Scandals in the Largest Remaining Public Accounting Firms Large Public Accounting Firm Lawsuits The Enron, Andersen, and Worldcom Scandal Modules Are At - http://www.trinity.edu/rjensen/Fraud.htm
Seven Suspects Arrested For Racketeering And Securities Fraud Charges
FDLE Home News Releases Citizen s Resource Center News Release. Seven SuspectsArrested For Racketeering And securities fraud Charges. January 6, 2004.
http://www.fdle.state.fl.us/press_releases/20040106_Seven_Racketeering.html

Extractions: Choose One Search sexual predators Search for missing kids Do a compromised ID review Do a background check Become a sworn officer Research crime statistics Learn about Domestic Violence FDLE Home News Releases Citizen's Resource Center News Release Seven Suspects Arrested For Racketeering And Securities Fraud Charges January 6, 2004 Bernie McCabe, State Attorney for the Sixth Circuit, announces the filing of charges in Pinellas County against eight individuals who systematically defrauded numerous investors within and outside the state of Florida in an investment scheme. The scheme involved the following companies: Palm Beach Investment Group, Evergreen National Resources, Fairway Marketing, and Shoreline Financial Inc. This was a joint investigation conducted by the Florida Department of Law Enforcement, Florida Office of Financial Regulations (formerly known as the Department of Banking and Finance), and the Florida Department of Insurance, Department of Insurance Fraud. Warrants were issued from Pinellas County Circuit Court for the arrest of Robert Darren Carlson, Robert Charles Taylor, Loie Ellen Johnson, Jay Wayne Bock, Joseph Albert Hobson, and Sean Darin Hoyt for racketeering. There were warrants also issued for the arrest of Damon Everett Carlson and Michael Fay Mann for sale of a security by an unregistered dealer and sale of an unregistered security. On Jan. 5 and 6, agents from FDLE arrested most of the subjects and booked them into the Pinellas County Jail with bond amounts ranging from $100,000 to $500,000. Johnson was arrested in San Diego and is being held on $500,000 bond awaiting extradition back to Pinellas County. Hoyt was arrested and booked into the Manatee County jail. Taylor has not been apprehended and remains an outstanding fugitive.
FINANCIAL PLANNER ARRAIGNED FOR SECURITIES FRAUD AND LARCENY
FINANCIAL PLANNER ARRAIGNED FOR securities fraud AND LARCENY. SpitzerCharges Former Monroe County Man For Stealing Nearly $150,000.
http://www.oag.state.ny.us/press/2002/jul/jul24a_02.html

Extractions: July 24, 2002 FINANCIAL PLANNER ARRAIGNED FOR SECURITIES FRAUD AND LARCENY Spitzer Charges Former Monroe County Man For Stealing Nearly $150,000 Attorney General Eliot Spitzer announced today that a former Monroe County insurance agent and financial consultant was arraigned on felony charges that he defrauded an elderly man out of nearly $150,000. Maurice C. Bartholomay, 40 - formerly of 43 Constitution Circle, Rochester and now residing in Slidell, Louisiana - was charged with Securities Fraud, a class E felony, and Grand Larceny, a class C felony. The defendant entered a not guilty plea before Town of Gates Justice John Pisaturo and was released on $10,000 cash bail. "Aggressive enforcement of securities laws will help restore investor confidence that today is sadly lacking," Spitzer said. "This case is especially egregious because it involves the complete abuse of trust a senior citizen placed in his financial advisor." According to court papers, between February 1999 and January 2001, Bartholomay persuaded his victim to cash in secure investments, including life insurance policies and savings bonds, and to invest the money with Bartholomay. Bartholomay promised that he could secure a better rate of return for his victim and he assured the elderly Gates man that the investments were "guaranteed."
Mercury News 03/30/2004 Judge Dismisses Securities Fraud
Posted on Tue, Mar. 30, 2004. Judge dismisses securities fraud countsin Qwest trial. DENVER (AP) On the eve of closing arguments
http://www.twincities.com/mld/twincities/business/industries/telecommunications/
Securities Fraud: Litigating Under Rule 10b-5 - LexisNexis.com(tm) Bookstore
securities fraud Litigating under Rule 10b5. Thomas Earl Patton,Terry Rose Saunders. Price $142.00. Publisher Michie. Format 1
http://bookstore.lexis.com/bookstore/product/6604.html

Extractions: Unlike other resources you may have seen, this reference comprehensively covers 10b-5 litigation in a single volume, with all material organized and written specifically for trial attorneys. The authors cover every issue a trial attorney should anticipate in prosecuting or defending a securities fraud action. No matter how much experience you have in 10b-5 litigation, you'll value this volume's up-to-date treatment of such topics as:
CRA Fund Relatively Untouched By Securities Fraud Charges Against Former Trustee
Ground in Community Investment. CRA Fund Relatively Untouched by SecuritiesFraud Charges Against Former Trustees by William Baue.
http://www.socialfunds.com/news/article.cgi/article1118.html

Extractions: Press Releases: Powered by Centre for Social Markets International Conference Invitation 24 July 2004 Nike Factory Stores Announce First NikeGO Grants Sikh American New York City Subway Train Operator Re-instated with Turban Unocal Foundation Backs Corporate Responsibility ... Subscribe to free weekly alerts from CSRwire Feedback Name Email address Subject Send it to a friend Print it Save it May 09, 2003 Related Articles
Banks, Lawfirms Were Pivotal In Executing Enron Securities Fraud
Banks, law firms were pivotal in executing Enron securities fraud. Nine bankshid loans, set up false investments and facilitated phantom Enron sales;
http://www.ucop.edu/news/enron/art408.htm

Extractions: Interested Enron shareholders: (800) 449-4900 Banks, law firms were pivotal in executing Enron securities fraud The Enron fraud perpetrated by the Houston-based energy giant and its auditors succeeded because of the active complicity of several prominent banks and law firms, according to new allegations in federal court today. The University of California, the lead plaintiff in the Enron shareholders lawsuit, filed a consolidated complaint in the U. S. District Court for the Southern District Court of Texas in Houston, adding nine financial institutions, two law firms and other new individual defendants to a list that already included 29 current and former Enron executives and the accounting firm of Arthur Andersen LLP.
Investors Sue Nash Finch Company For Securities Fraud, Berman DeValerio Pease Ta
Mar18-03 Investors Sue Nash Finch Company for securities fraud, Berman DeValerioPease Tabacco Burt Pucillo Says NAFCE MINNEAPOLIS, March 18, 2003
http://www.bigclassaction.com/press_releases/031803nash.html

Extractions: The lawsuit seeking class action status was filed March 17, 2003 in the U.S. District Court for the District of Minnesota. Plaintiffs seek damages for violations of federal securities laws on behalf of all investors who bought Nash Finch common stock from February 23, 2000 through and including February 4, 2003 (the Class Period).
Georgia Man Arrested For Securities Fraud For Selling More Than $300,000 Worth O
Georgia Man Arrested for securities fraud for Selling More Than $300,000Worth of Fraudulent Promissory Notes to Fannin County Residents.
http://www.sos.state.ga.us/pressrel/072701.htm

Extractions: ATLANTA A joint investigation by the Secretary of States Securities Division, Fannin County authorities and the Georgia Bureau of Investigation (GBI) has culminated in the indictment of a Cobb County man on 20 felony counts of violating the Georgia Securities Act and the Georgia Racketeer Influenced and Corrupt Organizations (RICO) Act, Secretary Cox said today. Brent R. Butts, 48, formerly of Gilmer County was arrested Thursday night by Secretary of State investigators, GBI agents and Fannin County Deputies at his home in Cobb County and was transported to the Fannin County jail where he is being held. A bond hearing is scheduled for August 8 th Mr. Butts allegedly sold more than $300,000 worth of unregistered securities in the form of fraudulent promissory notes to four Fannin County residents promising no risk returns on their investments. The indictment alleges that investors were also told the notes were guaranteed and insured through F.D.I.C., although no documentation was ever provided to the investors. In addition to these allegations, Mr. Butts also allegedly sold more than $1.6 million of unregistered promissory notes to two Gilmer County residents. Nationally, fraudulent and unregistered promissory note schemes have bilked
Internet Fraud: How To Avoid Internet Investment Scams
If you believe that you have been the victim of a securitiesrelated fraud, throughthe Internet or otherwise, or if you believe that any person or entity may
http://www.sec.gov/investor/pubs/cyberfraud.htm

Extractions: Home Previous Page The Internet serves as an excellent tool for investors, allowing them to easily and inexpensively research investment opportunities. But the Internet is also an excellent tool for fraudsters. That's why you should always think twice before you invest your money in any opportunity you learn about through the Internet. This alert tells you how to spot different types of Internet fraud, what the SEC is doing to fight Internet investment scams, and how to use the Internet to invest wisely. The Internet allows individuals or companies to communicate with a large audience without spending a lot of time, effort, or money. Anyone can reach tens of thousands of people by building an Internet web site, posting a message on an online bulletin board, entering a discussion in a live "chat" room, or sending mass e-mails. It's easy for fraudsters to make their messages look real and credible. But it's nearly impossible for investors to tell the difference between fact and fiction. Hundreds of online investment newsletters have appeared on the Internet in recent years. Many offer investors seemingly unbiased information free of charge about featured companies or recommending "stock picks of the month." While legitimate online newsletters can help investors gather valuable information, some online newsletters are tools for fraud.
Milberg Weiss Bershad Hynes Lerach LLP
Law practice focused on class action litigation, primarily securities and investor fraud, with offices in New York, San Diego, San Francisco, Los Angeles, Boca Raton, Seattle, and Philadelphia.
http://www.milberg.com
U.S. Securities And Exchange Commission (Home Page)
U.S. securities and Exchange Commission official Federal Agency website, including news, legal and other releases and reports, investor education material, and the EDGAR database of corporate and Its Founder Settle fraud Charges. Lucent Settles SEC Action Charging $1.1 Billion Accounting fraud. Barry Rashkover of
http://www.sec.gov/
Xerox Settles SEC Enforcement Action Charging Company With Frau
Press release. The securities and Exchange Commission today filed suit against Xerox Corporation in connection with a wideranging, four-year scheme to defraud investors.
http://www.sec.gov/news/headlines/xeroxsettles.htm

Extractions: Washington, D.C., April 11, 2002 filed suit against Xerox Corporation in connection with a wide-ranging, four-year scheme to defraud investors. The SEC's complaint alleges that from at least 1997 through 2000, Xerox used a variety of what it called "accounting actions" and "accounting opportunities" to meet or exceed Wall Street expectations and disguise its true operating performance from investors. These actions, most of which violated generally accepted accounting principles (GAAP), accelerated the company's recognition of equipment revenue by over $3 billion and increased its pre-tax earnings by approximately $1.5 billion. Xerox agreed to settle the SEC's complaint by consenting to the entry of an injunction for violations of the antifraud and other provisions of the federal securities laws; restating its financials for the years 1997 to 2000; agreeing to a special review of its accounting controls; and paying an unprecedented $10 million penalty. "Xerox used its accounting to burnish and distort operating results rather than to describe them accurately," said Stephen M. Cutler, the SEC's Director of Enforcement. "For Xerox, the accounting function was just another revenue source and profit opportunity. As a result, investors were misled and betrayed."

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

101-120 of 153 Back | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | Next 20